Insight · Health and safety

Permits to work, and
the six a site actually issues.

Hot work, confined space, work at height, isolation, excavation and access. What a permit is for, who may sign one, and why the time it was raised matters more than the form it was raised on.

Published ·Updated ·7 min read·Written by

Welder striking an arc

A permit to work is not paperwork about dangerous work. It is a conversation between two people, held before the work starts, in which one of them says exactly what is about to happen and the other says under what conditions it may. The form exists to prove the conversation happened. A permit filled in afterwards has skipped the only part that mattered.

What a permit is, and what it is not

A permit is a written authorisation for a specific task, in a specific place, for a specific period, subject to specific precautions. Four elements, all of them narrowing. A permit that says "hot work, level 3, this week" has narrowed nothing and authorises everything.

It is not a risk assessment. The risk assessment establishes how the work will be done safely in general; the permit confirms that on this occasion, in this place, at this hour, the conditions that assessment assumed are actually present. RAMS that hold up covers the first half; this is the second.

It is also not a substitute for competence. Issuing a permit to somebody who cannot do the work safely simply documents who authorised the incident.

The six a construction site issues

Terminology varies between firms. The categories do not:

  1. Hot work. Welding, cutting, grinding, brazing, anything producing flame or sparks. The distinguishing feature is the fire watch, which continues after the work stops, usually for an hour, and which is the element most often abandoned early.
  2. Confined space entry. Tanks, chambers, ducts, deep excavations with restricted egress. Atmospheric testing before entry and a rescue plan that does not consist of somebody else climbing in.
  3. Work at height. Where the control is not simply a scaffold, for instance fragile roofs, mansafe systems, work over water or open edges.
  4. Safe isolation. Electrical, mechanical or pressurised. This one carries a switching schedule and lock-off, and its permit is the most procedurally strict because the failure mode is somebody re-energising a system another person is inside.
  5. Excavation. Ground disturbance where services may be present or where the sides need support. It joins directly to the temporary works register.
  6. Limitation of access. Who may not enter an area, and when. The one people forget is a permit at all, because it authorises an exclusion rather than a task.

The time a permit was raised is worth more than everything else on it. A permit created at 14:20 for work that started at 09:00 is not a control, it is an admission.

Who may issue one

The issuer must be competent in the hazard, must be independent of the pressure to get the work done, and must have the authority to refuse. Those three requirements pull against each other on a small site, where the person who knows the most about the work is often the person whose programme depends on it.

There is no perfect answer for a small firm. There is a workable one: name the issuers for each permit type in advance, in writing, and make it a short list. Ambiguity about who may sign is what produces a permit signed by whoever was standing there.

The lifecycle, which is where systems fail

Most permit systems handle issue well and everything after it badly. A permit has four stages and each needs a record:

  • Request, with the task described by the person who will do it.
  • Issue, with conditions attached and a time window stated.
  • Suspension or extension, if conditions change or the work overruns. Overrunning without extending is the most common breach and almost nobody records it.
  • Cancellation and hand back, confirming the area is safe, the isolations are removed and the fire watch is finished.

A permit that is issued and never closed is not evidence of safe work. It is evidence that nobody checked the work stopped.

How it goes wrong on real sites

  1. The book lives in the cabin. Permits are raised where the book is rather than where the work is, so the description is written by somebody who has not seen it.
  2. Blanket permits. One permit covering a week, a floor and several trades. Convenient, and it authorises nothing specific.
  3. Retrospective completion. The pad is filled in at the end of the day so the file is tidy. This is worse than no permit, because it creates a document that asserts a control that did not exist.
  4. No hand back. The job finished, the crew left, and the permit is still open in the book three weeks later.
  5. The questions never change. A permit form written in 2011 asks about hazards the firm no longer encounters and is silent on ones it does, so it is completed by rote.
Where this touches the platform

Unibuild issues six permit types: hot work, work at height, task specific ladder and steps, lone working, limitation of access, and a four part safe isolation permit with its switching schedule. Each is raised on the phone on site and stamped with the time it was created and the user who created it, which is what makes a permit written up after the event visibly so. The office can add, rename and reorder the questions without a code change or an app release, so a form can follow the work the firm actually does rather than the work it did five years ago, and every permit stores the questions and answers as they stood on the day, so a historic permit keeps the wording that was actually asked. The five site permit types are exposed read only to the client portal and the client app. Competence and the decision that conditions are safe stay with the person who signs. Unibuild records who decided, when, and on what basis.

Where to start, on Monday

Open the permit book on your busiest site and look for two things. How many permits are still open, and how many were signed at a time that plausibly precedes the work. Those two counts tell you whether you have a permit system or a permit form.

Then read the questions on your hot work permit as though you had never seen them. If any of them cannot be answered wrongly, they are not doing any work, and the fire watch line is the one to check first.

Sources

Checked against the source rather than against commentary. Where a schedule, a rate or a threshold is definitive on a government site, read it there.

Asked most often

The follow-up questions.

What an inspector looks for in the assessment behind the permit is in RAMS that hold up.

What is a permit to work?
A written authorisation for a specific task, in a specific place, for a specific period, subject to specific precautions. All four elements narrow the authorisation, which is why a permit reading "hot work, level 3, this week" authorises everything and controls nothing. Its real purpose is to record a conversation held before the work started about what is about to happen and under what conditions it may.
What types of permit does a construction site need?
Terminology varies but the categories do not: hot work, confined space entry, work at height where the control is more than a scaffold, safe isolation of electrical mechanical or pressurised systems, excavation, and limitation of access. The last is the one people forget is a permit at all, because it authorises an exclusion rather than a task.
Is a permit to work the same as a risk assessment?
No. The risk assessment establishes how the work will be done safely in general. The permit confirms that on this occasion, in this place, at this hour, the conditions the assessment assumed are actually present. One is the method, the other is the check that the method still applies today.
Who is allowed to issue a permit to work?
Someone competent in the hazard, independent of the pressure to get the work done, and holding the authority to refuse. Those three requirements pull against each other on a small site. The workable answer is to name the issuers for each permit type in advance and in writing, and keep the list short, because ambiguity about who may sign produces permits signed by whoever was standing there.
How long is a hot work permit valid?
For the period stated on it, which should be a shift at most and often less. The distinguishing feature of hot work is the fire watch, which continues after the work stops, commonly for an hour, and it is the element most often abandoned early. Torch-on roofing is where that hour is tested hardest, because the fire watch is an insurer's policy condition rather than advice, and the claim is assessed against whether the paperwork existed on the day: see the note for roofing contractors. Work that overruns needs the permit extending, and overrunning without extending is the most common breach in any permit system.
Is a permit needed for all work at height?
No, and requiring one for everything devalues the system. Routine access from a properly erected scaffold or a tower under an adequate method statement does not normally need a permit. Permits are for the higher-risk cases: work on or near a fragile surface, work requiring edge protection to be removed, rope access, and work over water or live plant. Decide the triggers for your site, write them down, and apply them consistently.
Does a permit to work have to be closed out?
Yes, and the close-out is the half that gets skipped. A permit authorises work for a defined period, and it is not finished when the work is. Somebody has to confirm the work stopped, the area was left safe, isolations were dealt with deliberately, and the permit was cancelled. An open permit on a job that finished last Tuesday is a live authorisation on paper. It also tells an inspector exactly how the system is being run.
Who signs a permit back in?
The person who accepted it hands it back, and the issuer cancels it after satisfying themselves the area is safe. Those are two separate acts by two people, which is the point of the arrangement. Where the same individual issues, accepts and cancels, there is no independent check and the permit has become a form. On a small site that separation takes deliberate effort, and it is still worth making.
What happens if a permit is filled in after the work?
It is worse than having no permit. A permit completed retrospectively creates a document asserting a control that did not exist at the time, which is a materially harder position to defend than an admission that the system was not followed. It is also detectable: a permit whose creation time falls after the work started says so on its face.
Can a permit to work be issued electronically?
Yes, and the controls that matter transfer well: named issuer and acceptor, a defined validity window, a record of the conditions, and a cancellation step. The gain is that open permits become visible to the office rather than sitting in a folder on site. The thing not to lose is the conversation at the point of issue. A permit is a briefing with a record attached, and a system that turns it into a form submission has kept the paperwork and lost the control.
What is the difference between a permit to work and a permit to load?
A permit to work authorises a defined high-risk activity for a defined window and is cancelled at the end of it. A permit to load sits in the temporary works system and confirms that a structure has been checked against its design and may now take load. Different systems, different signatories, different questions. They meet on site more often than people expect, because the work being permitted is frequently the work that loads the temporary structure.